REGULATORY COMPLIANCE & INTERNAL CONTROL

Athanase Consulting provides comprehensive support across all your regulatory compliance challenges:

• Comprehensive compliance assessment / diagnostic of your organization
• Critical review and assistance in updating or enhancing specific frameworks to align with applicable regulations and market best practices
• Support in implementing new regulations, including process transformation and compliance readiness
• Operational compliance assistance, such as KYC reviews, conflict of interest analysis, and preparation of compliance memoranda
• Mock exam to prepare for regulator inspection
• Assistance during regulatory inspections and in post-inspection remediation activities
• Support in fulfilling regulatory training obligations
• Implementation of a structured regulatory watch process

Athanase Consulting can assume full or partial delegation of your permanent control function or provide targeted assistance based on your specific needs:

• Delegation: design and implementation of a permanent control plan tailored to your activities and organizational structure
• Assistance: execution of specific control areas for which you require external support
• Execution of permanent control activities according to an agreed calendar
• Preparation of control reports and management of the review and feedback phase
• Presentation of control results to the management
• Participation in Compliance & Internal Control Committees, where applicable

Athanase Consulting supports you throughout your growth journey, assisting with the internalization of the permanent control function when your level of activity allows it.

Athanase Consulting can assume full or partial delegation of your periodic control / internal audit function or provide targeted assistance based on your specific needs:

• Delegation: support in defining a multi-year internal audit plan, including identification of macro-processes, assessment of inherent risks, analysis of audit coverage in previous years, and identification of missions to be carried out
• Assistance: execution of specific audit scopes for which external support is required
• Execution of periodic control / internal audit assignments according to an agreed schedule
• Follow-up on the implementation of previous audit recommendations
• Preparation of internal audit / periodic control reports and management of the review and feedback phase
• Presentation of audit results to senior management

Athanase Consulting supports you through every stage of your growth, assisting with the internalization of the internal audit function when your level of activity allows it.